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Table of Contents
Table of Contents
Build the analytical and regulatory foundation needed to design, operate, and defend trade reporting processes that satisfy regulators, auditors, and internal risk committees.
What You Will Learn
- 1 Learn the regulatory foundations and core principles governing trade reporting obligations across major jurisdictions
- 2 Understand trade lifecycle events and how each stage generates reportable data points
- 3 Apply data quality controls and validation techniques to reduce reporting errors and exceptions
- 4 Analyze regulatory reporting regimes including MiFID II, EMIR, Dodd-Frank, and SFTR requirements
- 5 Develop reconciliation frameworks to identify and remediate reporting breaks between internal systems and trade repositories
- 6 Build exception management workflows for handling rejected or unmatched trade reports
- 7 Explore technology architecture and straight-through processing for trade reporting systems
- 8 Learn best practices for audit trail documentation and regulatory examination readiness
- 9 Understand cross-border reporting complexities and duplicate reporting avoidance mechanisms
- 10 Apply governance frameworks and change management practices for evolving reporting obligations
What's Included
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Trade Reporting Management