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Table of Contents
Table of Contents
From manual spreadsheets to automated, regulatory-grade position reporting — discover how financial institutions streamline data, reduce risk, and ensure compliance.
What You Will Learn
- 1 Learn the core concepts and importance of position reporting services in financial operations.
- 2 Understand the regulatory landscape including SEC, FINRA, ESMA, and local requirements.
- 3 Identify and evaluate data sources to ensure accuracy and completeness in position reports.
- 4 Apply industry-standard formats such as FpML and XML for structured reporting.
- 5 Analyze the trade lifecycle from execution to settlement to derive accurate positions.
- 6 Build risk aggregation models to produce exposure and concentration reports.
- 7 Implement reconciliation processes to resolve breaks between internal and external records.
- 8 Evaluate technology platforms and architectures supporting scalable position reporting.
- 9 Develop audit trails and controls to meet compliance and internal governance standards.
- 10 Explore emerging trends like real-time reporting, blockchain, and regulatory technology.
What's Included
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Position Reporting Services