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Table of Contents
Table of Contents
Transform your compliance function from reactive to proactive by developing a practitioner-level command of ERISA requirements and operational controls.
What You Will Learn
- 1 Learn the foundational principles of ERISA and plan governance.
- 2 Understand fiduciary duties and prohibited transaction rules.
- 3 Apply reporting and disclosure requirements under ERISA.
- 4 Analyze plan operations and participant communication standards.
- 5 Implement internal controls for compliance monitoring.
- 6 Develop strategies for service provider selection and fee disclosure.
- 7 Explore enforcement mechanisms and litigation risks.
- 8 Build an audit-ready compliance program.
- 9 Discover best practices for plan amendments and regulatory updates.
- 10 Understand ethical standards and professional responsibility.
What's Included
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ERISA Compliance Operations