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SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions

May 19, 2026

The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the…

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Source: SEC Press Releases — US Government, Public Domain

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